Back to search result

Legal & Compliance Officer / Assistant

Report this job
1 to 3 Years hong-kong
Legal,Legal Research,Compliance,Civil Law,Compliance Officer 10-Mar-2020

Job Description :

Duties:

  • Develop, draft and analyze a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents
  • Liaise with SFC, HKEx and other regulators for any inquiries and requests
  • Oversee daily business to ensure compliance with rules & regulations and internal policies & procedures
  • Requirements:
  • Must hold a Degree, preferably in Law/Finance/Accounting or related discipline
  • Minimum 1-3 years of experience in compliance or auditing field
  • Good knowledge of SFC regulations and guidelines
  • Be a smart and presentable always.
  • Be proficient in Cantonese, English and Putonghua

Industry :

Lawyers / Legal Advisors

Employment type :

Full time

Company Details :

Hongye Global Securities Co., Ltd.

...view more

Report this job

Disclaimer: lulujobs.com is only a platform to bring jobseekers & employers together. Applicants are advised to research the bonafides of the prospective employer independently. We do NOT endorse any requests for money payments and strictly advice against sharing personal or bank related information. If you suspect any fraud or malpractice, report us at Report This Job