Legal & Compliance Officer/assistant

Job Description :

Duties:

• Ensure company policies, internal control procedures & manuals are complied with regulatory requirements
• Liaise with SFC, HKEx and other regulators for any inquiries and requests
• Analyze, Develop a broad range of business contracts, agreements, announcement, notice, correspondence, account opening docs, marketing materials, board resolutions, shareholders resolutions and other documentations
• Requirements:
• Degree in Law/finance/accounting or related disciplines
• 1-3 years of solid working experience in compliance or auditing field
• Knowledge of SFC regulations and guidelines
• Proficiency in Cantonese, English, and Putonghua