Vice President - Control Room Compliance

Job Description :

Duties:

• Review research publication to identify potential conflicts of interest
• Give advice and training to various business units and support units of the Bank relating to Control Room
• Oversee trading of the Bank and employees against the Watch and Restricted Lists
• Requirements:
• Degree holder (preferably in Law, Accounting)
• 5 years banking, legal, general audit or compliance experience, of which 3 years in control room
• Written and spoken English and Chinese skills
• Knowledge in banking laws, operations, products and services