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Compliance Manager - Securities Brokerage

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4 to 10 Years hong-kong
Compliance,Statutory Compliance,General Management,Security 09-Nov-2019

Job Description :

Details:

  • Develop, implement and execute the compliance training program
  • Handle regulatory requests such as reporting, inquiries and inspections and ensure smooth, accurate and timely communication with regulators
  • Prepare regular and ad hoc compliance management reports
  • Requirements:
  • Degree in law/ finance/ accounting or related disciplines
  • Chinese writing skills
  • Spoken Mandarin and English skills
  • At least 4 years experience in Regulatory Compliance

Industry :

Other

Employment type :

Full time

Company Details :

Randstad

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