Responsible Officer


0 to 5 Years hong-kong
MS Office,MS Office Word,Presentation,Communication Skills 18-Oct-2019

Job Description :

Job Details:

  • Act as Responsible Officer to supervise SFC Type  1 ,4 & 9 regulated activities
  • Oversee the Securities business, including FRR management 
  • Monitor, review and update daily operations & SFC regulated activities in compliance with HKSFC regulations
  • Requirements:
  • Knowledge of SFO, SFC Code of Conduct and rules
  • Appropriate educational Degree
  • Valid certifications.
  • Previous experience preferable
  • Be a smart and presentable.

Industry :

Other

Employment type :

Full time

Company Details :

HRM Limited

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